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A••••• E••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

A••••• E••••• N•••••

Advisor at P• A•••• M••••••••• L••

Melrose, MA | CHICAGO, IL

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Search this name across graphsid dfx:ria:6b1111ef-7344-d398-6b26-9f48a350e0b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P• A•••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 3, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P• A•••• M••••••••• L••	Asset manager	Oct 15, 2018	n/a	yes	CHICAGO, IL\|Melrose, MA	Current employment
D••••• C•••••• A••••••• L••	Asset manager	Jul 24, 2018	Oct 19, 2018	no	MELROSE, MA\|BOZEMAN, MT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• C•••••• A••••••• L••	P• A•••• M••••••••• L••	Oct 19, 2018	Oct 15, 2018	-4	Firm change	Other

Relationships

Registered with (2)

→ P• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 15, 2018 to presentfactForm ADV
→ D••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Jul 24, 2018 to Oct 19, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b1111ef-7344-d398-6b26-9f48a350e0b6
First observed: Jul 24, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.