DFX Intelligence

H••••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H••••••• W••••• A•••••••

H••••••• W••••• MANAGEMENT INC., CRD 312545

CINCINNATI, OH

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Search this name across graphsid dfx:ria:6b130487-fc6a-c3aa-1295-91bb0d1de2b0

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 28, 2021 to Aug 3, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $605M••• Locked
Discretionary RAUM: $504M
Private client RAUM: $605Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $202Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• K••• H•••••••	Certified Financial Planner	CINCINNATI, OH	5	28	2	no
L•••••• C•••••• M•••••••	Certified Financial Planner	CINCINNATI, OH	5	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• D••••• K•••	President	E	yes	04/2021	May 28, 2021	Jun 24, 2024
M•••••••• L••••••• C••••••	FINANCIAL ADVISOR	A	no	04/2021	Jul 22, 2021	Jun 24, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$605M	$552M	9.5%	$452M	10.2%	6	6	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• • A••••••••• I•••	3	Aug 5, 2021	Jul 27, 2021	CINCINNATI, OH	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (3)

← J•••••• P• T•••••••Advisorregistration: current employment
Jul 27, 2021 to presentfactForm ADV
← D•••• K••• H•••••••Advisorregistration: current employment
Jul 26, 2021 to presentfactForm ADV
← L•••••• C•••••• M•••••••Advisorregistration: current employment
Jul 26, 2021 to presentfactForm ADV

Controls (1)

Dated events

Occurred
May 28, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b130487-fc6a-c3aa-1295-91bb0d1de2b0
First observed: May 28, 2021
Last observed: Aug 3, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.