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Advisor at WELLS FARGO ADVISORS
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 25, 2025 | n/a | yes | BELLEVUE, WA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 16, 2013 | May 7, 2025 | no | Bellevue, WA|Everett, WA | Previous registration |
| KATZ FAMILY FINANCIAL ADVISORS, LLC | Former SEC adviser | Aug 16, 2012 | Sep 13, 2013 | no | ALEXANDRIA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | May 7, 2025 | Apr 25, 2025 | -12 | Firm change | Wirehouse to wirehouse |
| KATZ FAMILY FINANCIAL ADVISORS, LLC | UBS FINANCIAL SERVICES INC. | Sep 13, 2013 | Dec 16, 2013 | 94 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:19616:WA:2025-05-07 | May 7, 2025 | Apr 25, 2025 | EVERETT, WA | Firm change |