DFX Intelligence

Data Factory

RIA / WealthAdvisor46 years in industry

JEFFREY LEE FARNI

Advisor at QUANTITATIVE ASSET MANAGEMENT, LLC

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b1b4888-9bbd-1dc7-df02-dfef83f2e2d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Apr 14, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Jeffrey Lee Farni

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUANTITATIVE ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 6, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 6, 1979
First registration: Apr 14, 2005
Dual registered: no
IAPD individual key: 204631

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUANTITATIVE ASSET MANAGEMENT, LLC	Independent wealth	Apr 18, 2007	n/a	yes	MINNETONKA, MN	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 14, 2005	May 1, 2007	no	WAYZATA, MN\|WAYZATA, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	QUANTITATIVE ASSET MANAGEMENT, LLC	May 1, 2007	Apr 18, 2007	-13	Firm change	Other

Relationships

Registered with (2)

→ QUANTITATIVE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 18, 2007 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 14, 2005 to May 1, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b1b4888-9bbd-1dc7-df02-dfef83f2e2d0
First observed: Apr 14, 2005
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JEFFREY LEE FARNI

Advisor at QUANTITATIVE ASSET MANAGEMENT, LLC

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b1b4888-9bbd-1dc7-df02-dfef83f2e2d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

QUANTITATIVE ASSET MANAGEMENT, LLC

Independent wealth

Apr 18, 2007

n/a

yes

MINNETONKA, MN

Current employment

RBC CAPITAL MARKETS, LLC

National bd RIA

Apr 14, 2005

May 1, 2007

WAYZATA, MN|WAYZATA, MN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RBC CAPITAL MARKETS, LLC

QUANTITATIVE ASSET MANAGEMENT, LLC

May 1, 2007

Apr 18, 2007

-13

Firm change

Other