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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
SHREWSBURY, NJ | Fairless Hills, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Nov 13, 2014 | n/a | yes | SHREWSBURY, NJ|Fairless Hills, PA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 1, 2009 | Oct 28, 2014 | no | TOMS RIVER, NJ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 8, 2002 | Jun 3, 2009 | no | SEASIDE PARK, NJ|SEASIDE PARK, NJ|OAKHURST, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Oct 28, 2014 | Nov 13, 2014 | 16 | Firm change | Other |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Jun 3, 2009 | Jun 1, 2009 | -2 | Firm change | Other |