DFX Intelligence
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Reading the graph
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Advisor at K••••• W•••••• L••
Tampa, FL | WILLIAMSPORT, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• W•••••• L•• | Independent wealth | May 5, 2026 | n/a | yes | Tampa, FL|WILLIAMSPORT, PA | Current employment |
| F••••• R•••••• L• | n/a | Jan 4, 2010 | Jun 30, 2010 | no | WARREN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | F••••• R•••••• L• | Apr 17, 2026 | Jan 4, 2010 | -5,947 | Firm change after gap | Other |
| F••••• R•••••• L• | K••••• W•••••• L•• | Jun 30, 2010 | May 5, 2026 |
| C••••••••• F•••••••• N•••••• | National bd RIA | Dec 19, 2006 | Apr 17, 2026 | no | WARREN, NJ|Tampa, FL | Previous registration |
| 5,788 |
| Firm change after gap |
| Other |