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Advisor at MML INVESTORS SERVICES, LLC
Peachtree Corners, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | Peachtree Corners, GA | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 6, 2014 | Mar 25, 2017 | no | ATLANTA, GA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 27, 2005 | Aug 28, 2014 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | MSI FINANCIAL SERVICES, INC. | Aug 28, 2014 | Oct 6, 2014 | 39 | Firm change | Other |