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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS | Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Apr 15, 2009 | n/a | yes | OVERLAND PARK, KS|Overland Park, KS | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 29, 2005 | Sep 23, 2008 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | n/a | Oct 3, 2000 | Nov 26, 2002 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | CREATIVE PLANNING | Sep 23, 2008 | Apr 15, 2009 | 204 | Firm change | Other |
| PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | PRINCIPAL SECURITIES, INC. | Nov 26, 2002 | Jun 29, 2005 | 946 | Firm change after gap | Other |