DFX Intelligence

A•• M•••• D••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

A•• M•••• D••••• H••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | RESTON, VA

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Search this name across graphsid dfx:ria:6b2d92c9-72bb-1d59-fc8e-4db2b29bcd89

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Apr 1, 2025	n/a	yes	NEW YORK, NY\|RESTON, VA	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Feb 4, 2016	Aug 21, 2017	no	Colorado Springs, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	C••••• P••••••• L••	Aug 21, 2017	Apr 1, 2025	2,780	Firm change after gap	Other
W••••••• F•••••••• S•••••••• I•••	O• I••••••••• M••••••••• C•	Feb 8, 2016	Feb 4, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
421:105662:CO:2016-02-08	Feb 8, 2016	Feb 4, 2016	COLORADO SPRINGS, CO	Firm change

Relationships

Registered with (4)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Feb 4, 2016 to Aug 21, 2017factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 3, 2012 to Feb 8, 2016factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b2d92c9-72bb-1d59-fc8e-4db2b29bcd89
First observed: Apr 29, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.