DFX Intelligence
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Reading the graph
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Advisor at P•••••••• F•••••••• S•••••••
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• F•••••••• S••••••• | Independent wealth | Jun 12, 2017 | n/a | yes | Los Angeles, CA | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | May 16, 2012 | no | GLENDALE, CA|Pasadena, CA|BEVERLY HILLS, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | P•••••••• F•••••••• S••••••• | May 16, 2012 | Jun 12, 2017 | 1,853 | Firm change after gap | Wirehouse to new firm |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | GLENDALE, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Sep 9, 2003 | Apr 2, 2007 | no | GLENDALE, CA|GLENDALE, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |