DFX Intelligence

R••• A••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

R••• A••••• D•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Fort Worth, TX

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Search this name across graphsid dfx:ria:6b40f7ba-83b7-8ec3-f8c1-b95338024834

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Nov 3, 2025	n/a	yes	Fort Worth, TX	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 16, 2017	Nov 3, 2025	no	FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 3, 2025	Nov 3, 2025	0	Firm change	Ibd to ibd
F•••• C•••••• A••••••• S•••••••	C••••••••• F•••••••• N••••••	Oct 12, 2017	Oct 16, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:149018:TX:2025-10-23	Nov 3, 2025	Nov 3, 2025	FORT WORTH, TX	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 16, 2017 to Nov 3, 2025factForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Dec 15, 2015 to Oct 12, 2017factForm ADV
→ F•••• C•••••• F•••••••• P•••••••• I•••

Dated events

Occurred
Nov 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b40f7ba-83b7-8ec3-f8c1-b95338024834
First observed: Sep 8, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.