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C••• J•••• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

C••• J•••• J••••••••

Advisor at C••••••• P•••••••

Raleigh, NC | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b56144b-573a-d4f7-78b1-a76e03201895

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 21, 2021	n/a	yes	OVERLAND PARK, KS\|Raleigh, NC	Current employment
S••• F•••••••• A•••••••	Former SEC adviser	Jun 26, 2019	Apr 13, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••• F•••••••• A•••••••	C••••••• P•••••••	Apr 13, 2021	Apr 21, 2021	8	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S••• F•••••••• A•••••••	Jun 19, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109732:105348:NC:2021-04-13	Apr 13, 2021	Apr 21, 2021	RALEIGH, NC	Firm change
6413:149018:NC:2017-11-13	Nov 13, 2017	Mar 14, 2018	RALEIGH, NC	Firm change

Relationships

Registered with (10)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 21, 2021 to presentfactForm ADV
→ S••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 26, 2019 to Apr 13, 2021factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 14, 2018 to Jun 19, 2019factForm ADV
→ R•••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b56144b-573a-d4f7-78b1-a76e03201895
First observed: Feb 20, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.