DFX Intelligence

C••••• J••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)13 years in industry

C••••• J••• B••••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:6b5a2e65-b1e0-6ebc-6f8c-641c1705de6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 28, 2026	n/a	yes	CHARLOTTE, MI\|Portage, MI\|Battle Creek, MI	Current employment
H•••••• I••••••••• I•••	Independent wealth	Aug 5, 2020	Aug 4, 2026	no	BATTLE CREEK, MI\|PORTAGE, MI\|MARSHALL, MI\|BATTLE CREEK, MI\|EATON RAPIDS, MI\|LANSING, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• I••••••••• I•••	L•• F•••••••• L••	Aug 4, 2026	Jul 28, 2026	-7	Firm change	RIA to ibd
G•••••• I••••••••• A•••••••• I•••	H•••••• I••••••••• I•••	Aug 21, 2020	Aug 5, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
19258:6413:MI:2026-08-04	Aug 4, 2026	Jul 28, 2026	BATTLE CREEK, MI	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 28, 2026 to presentfactForm ADV
→ H•••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2020 to Aug 4, 2026factForm ADV
→ G•••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2017 to Aug 21, 2020factForm ADV

Dated events

Occurred
Aug 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b5a2e65-b1e0-6ebc-6f8c-641c1705de6b
First observed: Jul 18, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.