DFX Intelligence

E••••• S•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

E••••• S•••••• C•••••

Advisor at H•••••••• A•••••••• L••

North Andover, MA | CHICAGO, IL

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Search this name across graphsid dfx:ria:6b5e8298-2be9-911e-827c-50a8e316af45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Aug 1, 2023	n/a	yes	North Andover, MA\|CHICAGO, IL	Current employment
B••••• H••• A•••••••• L••	Former SEC adviser	Mar 8, 2022	Nov 2, 2023	no	NORTH ANDOVER, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• H••• A•••••••• L••	H•••••••• A•••••••• L••	Nov 2, 2023	Aug 1, 2023	-93	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
141306:145323:MA:2023-11-02	Nov 2, 2023	Aug 1, 2023	NORTH ANDOVER, MA	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2023 to presentfactForm ADV
→ B••••• H••• A•••••••• L••Registered adviserregistration: previous registration
Mar 8, 2022 to Nov 2, 2023factForm ADV

Dated events

Occurred
Nov 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b5e8298-2be9-911e-827c-50a8e316af45
First observed: Mar 8, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.