DFX Intelligence

H••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

H••••••• A•••• M••••••••• L••

CRD 332483

SHERMAN OAKS, CA

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Search this name across graphsid dfx:ria:6b7351c0-733e-a1fc-79b2-a4abbe7be282

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Nov 26, 2024 to Mar 31, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

H••••••• A•••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $10.7M••• Locked
Discretionary RAUM: $10.7M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $5.3Mderived

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••• J•••••••• C•••••••••	OWNER, SHAREHOLDER, PRESIDENT	E	yes	10/2024	Nov 26, 2024	Nov 26, 2024
R•••• J•••••••• C•••••••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	10/2024	Nov 26, 2024	Nov 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••••• W••••• P•••••••• L••	n/a	Independent wealth	$868M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10.7M	$0	n/a	n/a	n/a	3	2	0	0

Relationships

Affiliated with (2)

← H••••••• W••••• P•••••••Registered adviserother investment adviser, common control
factForm ADV
→ H••••••• W••••• P•••••••Registered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← B•• E••••Advisorregistration: current employment
Nov 11, 2025 to presentfactForm ADV
← J••••••• C••••••••• R•••

Dated events

Occurred
Nov 26, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b7351c0-733e-a1fc-79b2-a4abbe7be282
First observed: Nov 26, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.