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Reading the graph
Advisor at MORGAN STANLEY
Leawood, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 10, 2024 | n/a | yes | Leawood, KS | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 5, 2020 | Mar 26, 2024 | no | Leawood, KS|ST LOUIS, MO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 13, 2017 | Aug 10, 2020 | no | Kansas City, MO|Kansas City, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | MORGAN STANLEY | Mar 26, 2024 | Apr 10, 2024 | 15 | Firm change | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Aug 10, 2020 | Aug 5, 2020 | -5 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:MO:2020-08-10 | Aug 10, 2020 | Aug 5, 2020 | KANSAS CITY, MO | Firm change |