DFX Intelligence

L•••• V••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

L•••• V••••••• M••••••••• L••

CRD 323733

SUNNY ISLES BEACH, FL

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Search this name across graphsid dfx:ria:6b808a92-7062-407f-ace3-ec3f36c94692

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 3
Observed: Jun 29, 2026 to Jun 29, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

L•••• V••••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

L•••• V••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

L•••• V••••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $311M••• Locked
Discretionary RAUM: $311M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••• V••••••• C••• F•••• L•••	Venture Capital Fund	$104M	May 11, 2024	95	Nov 23, 2022	reported	021-395782
L•••• V••••••• O••••••••• I•• L•••	Venture Capital Fund	$8.7M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• A•••••	MANAGING MEMBER	E	yes	02/2021	Jun 29, 2026	Jun 29, 2026
C••••• L•• H•••••••• L••	Shareholder	C	yes	01/2023	Jun 29, 2026	Jun 29, 2026

Relationships

Controls (3)

← N•••••• J•••••••• S•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2026 to presentfactForm ADV
← C••••• L•• H•••••••• L••OwnerSHAREHOLDER, ownership code C, domestic entity
Jun 29, 2026 to presentfactForm ADV
← A••••• A•••••OwnerMANAGING MEMBER, ownership code E, individual
Jun 29, 2026 to presentfactForm ADV

Advises (5)

→ L•••• V••••••• O••••••••• I•• L•••Private fund

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b808a92-7062-407f-ace3-ec3f36c94692
First observed: Jun 29, 2026
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.