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A•••••• S••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

A•••••• S••••• M•••••••••

Advisor at J••••• C•••••• M••••••••• L••

PITTSTON, PA

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Search this name across graphsid dfx:ria:6b8437f1-1053-627c-5135-c0da138af241

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• C•••••• M••••••••• L••	Independent wealth	Jun 13, 2014	n/a	yes	PITTSTON, PA	Current employment
N•• E•••••• S••••••••• C•••••••••	Former SEC adviser	Jun 21, 2002	Jul 2, 2014	no	NEWTOWN SQUARE, PA\|NEWTOWN SQUARE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• E•••••• S••••••••• C•••••••••	J••••• C•••••• M••••••••• L••	Jul 2, 2014	Jun 13, 2014	-19	Firm change	Other

Relationships

Registered with (2)

→ J••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 13, 2014 to presentfactForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jun 21, 2002 to Jul 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b8437f1-1053-627c-5135-c0da138af241
First observed: Jun 21, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.