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CRD 127794
FAIRBANKS, AK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HUSBAND, JOHN, SCOTT | President | E | yes | 09/2003 | Mar 27, 2012 | Mar 26, 2015 |
| DODSON, HEATHER | CHIEF COMPLIANCE OFFICER | Na | no | 03/2013 | Feb 14, 2014 | Mar 26, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 19, 2015 | $78.8M | $76.6M | 4 | 2 | n/a | n/a | n/a |
| 2013 | Feb 14, 2014 | $97.5M | $93.5M | 4 | 2 | n/a | n/a | n/a |
| 2012 | Feb 19, 2013 | $94.2M | $90.5M | 4 | 2 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $94.1M | $87.5M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $78.8M | $97.5M | -19.1% | $94.1M | -5.7% | 4 | 4 | n/a | n/a |