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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant48 years in industry

WILLIAM JOHN MANBY

Advisor at PARADIGM INVESTMENT ADVISORY LLC

AKRON, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARADIGM INVESTMENT ADVISORY LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1978earliest registration or exam on IAPD
Years in industry: 48derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Apr 13, 1984
First registration: Nov 17, 1999
Dual registered: no
Other names: BILL MANBY|WILLIAM JOHN MANBY|WILLIAM JOHN MANBY
IAPD individual key: 318343

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARADIGM INVESTMENT ADVISORY LLC	State registered	Nov 16, 2017	n/a	yes	AKRON, OH	Current employment
SIMPLICITY WEALTH	Mixed wealth	Apr 26, 2019	May 2, 2019	no	Akron, OH\|SUMMIT, NJ	Previous registration
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC	Former SEC adviser	Apr 2, 2014	Dec 15, 2017	no	AKRON, OH\|PETALUMA, CA	Previous registration
SMC ADVISORY NETWORK, LLC	n/a	Mar 15, 2013	Mar 3, 2014	no	AKRON, OH\|BOARDMAN, OH	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jul 19, 2007	Dec 31, 2010	no	BOARDMAN, OH\|GREENWOOD VILLAGE, CO\|AKRON, OH	Previous registration
LEGACY ADVISORY SERVICES, INC.	n/a	Jun 9, 2006	Jul 18, 2007	no	AKRON, OH	Previous registration
MANBY FINANCIAL STRATEGIES, INC.	n/a	Nov 17, 1999	Jun 1, 2006	no	AKRON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIMPLICITY WEALTH	n/a	May 2, 2019	n/a	n/a	Departure no registered destination	Departure
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC	PARADIGM INVESTMENT ADVISORY LLC	Dec 15, 2017	Nov 16, 2017	-29	Firm change	Other
SMC ADVISORY NETWORK, LLC	ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC	Mar 3, 2014	Apr 2, 2014	30	Firm change	Other
CETERA ADVISORS LLC	SMC ADVISORY NETWORK, LLC	Dec 31, 2010	Mar 15, 2013	805	Firm change after gap	Other
LEGACY ADVISORY SERVICES, INC.	CETERA ADVISORS LLC	Jul 18, 2007	Jul 19, 2007	1	Firm change	Other
MANBY FINANCIAL STRATEGIES, INC.	LEGACY ADVISORY SERVICES, INC.	Jun 1, 2006	Jun 9, 2006	8	Firm change	Other

Relationships

Registered with (7)

→ PARADIGM INVESTMENT ADVISORY LLCRegistered adviserregistration: current employment
Nov 16, 2017 to presentfactForm ADV
→ SIMPLICITY WEALTHRegistered adviserregistration: previous registration
Apr 26, 2019 to May 2, 2019factForm ADV
→ ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 2, 2014 to Dec 15, 2017factForm ADV
→ SMC ADVISORY NETWORK, LLCRegistered adviserregistration: previous registration
Mar 15, 2013 to Mar 3, 2014factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jul 19, 2007 to Dec 31, 2010factForm ADV
→ LEGACY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 9, 2006 to Jul 18, 2007factForm ADV
→ MANBY FINANCIAL STRATEGIES, INC.Registered adviserregistration: previous registration
Nov 17, 1999 to Jun 1, 2006factForm ADV

Dated events

No dated event names this entity yet.