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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant18 years in industry

JOHN RHETT GARNER

Advisor at BLACK ARROW CAPITAL LLC

NEWARK, DE

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Search this name across graphsid dfx:ria:6b87a569-e00a-352c-a670-fdd404a4831f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLACK ARROW CAPITAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 6
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Jan 25, 2008
First registration: Apr 28, 2008
Dual registered: no
Other names: JOHN GARNER|RHETT GARNER
IAPD individual key: 5186782

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLACK ARROW CAPITAL LLC	State registered	Feb 7, 2024	n/a	yes	NEWARK, DE	Current employment
HERITAGE WEALTH MANAGEMENT GROUP, LTD	Independent wealth	Aug 6, 2019	Nov 26, 2023	no	NORFOLK, VA	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jun 15, 2015	Jun 13, 2019	no	MCLEAN, VA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 23, 2009	Apr 8, 2014	no	NEWARK, DE\|CAMP HILL, PA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 28, 2008	Jun 18, 2008	no	TAMPA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERITAGE WEALTH MANAGEMENT GROUP, LTD	BLACK ARROW CAPITAL LLC	Nov 26, 2023	Feb 7, 2024	73	Firm change	RIA to state RIA
CAPITAL ONE ADVISORS, LLC	HERITAGE WEALTH MANAGEMENT GROUP, LTD	Jun 13, 2019	Aug 6, 2019	54	Firm change	Other
PRUCO SECURITIES, LLC	CAPITAL ONE ADVISORS, LLC	Apr 8, 2014	Jun 15, 2015	433	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	PRUCO SECURITIES, LLC	Jun 18, 2008	Jun 23, 2009	370	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
148459:329582:VA:2023-11-26	Nov 26, 2023	Feb 7, 2024	NORFOLK, VA	Firm change

Relationships

Registered with (5)

→ BLACK ARROW CAPITAL LLCRegistered adviserregistration: current employment
Feb 7, 2024 to presentfactForm ADV
→ HERITAGE WEALTH MANAGEMENT GROUP, LTDRegistered adviserregistration: previous registration
Aug 6, 2019 to Nov 26, 2023factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 15, 2015 to Jun 13, 2019factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 23, 2009 to Apr 8, 2014factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 28, 2008 to Jun 18, 2008factForm ADV

Dated events

Occurred
Nov 26, 2023
Advisor changed firm
John Rhett Garner left Heritage Wealth Management Group, Ltd for Black Arrow Capital Llc (registered 2024-02-07)
Form ADVobserved 4 days ago