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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Aaron Wesley Howard

Advisor at LPL ENTERPRISE, LLC

PHOENIX, AZ

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Search this name across graphsid dfx:ria:6b890df3-7692-44a0-e042-7fb7ec78e01d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 9, 2021
First registration: Nov 15, 2021
Dual registered: yes, broker-dealer
Other names: Aaron W Howard|Aaron Wesley Howard|Aaron Howard
IAPD individual key: 7454105

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	PHOENIX, AZ\|PHOENIX, AZ	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Mar 26, 2024	Nov 14, 2024	no	Phoenix, AZ	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jan 25, 2024	Feb 28, 2024	no	MESA, AZ	Previous registration
DELPHI WEALTH PARTNERS	State registered	Nov 15, 2021	Mar 25, 2024	no	GRAND JUNCTION, CO\|Mesa, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
DELPHI WEALTH PARTNERS	HORNOR, TOWNSEND & KENT, LLC	Mar 25, 2024	Jan 25, 2024	-60	Firm change after gap	Other
HORNOR, TOWNSEND & KENT, LLC	PRUCO SECURITIES, LLC	Feb 28, 2024	Mar 26, 2024	27	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 26, 2024 to Nov 14, 2024factForm ADV
→ DELPHI WEALTH PARTNERSRegistered adviserregistration: previous registration
Nov 15, 2021 to Mar 25, 2024factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jan 25, 2024 to Feb 28, 2024factForm ADV

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
Aaron Wesley Howard left Delphi Wealth Partners for Hornor, Townsend & Kent, Llc (registered 2024-01-25)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2024
Advisor changed firm
Aaron Wesley Howard left Hornor, Townsend & Kent, Llc for Pruco Securities, Llc (registered 2024-03-26)
Form ADVobserved 4 days ago