DFX Intelligence

Data Factory

A•••••• J••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

A•••••• J••••• L•••

Advisor at D•• W••••• M••••••••• L••

RICHARDSON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b89cffe-3a40-81be-c587-c686cadb4105

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 18, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•• W••••• M••••••••• L••	State registered	Apr 21, 2023	n/a	yes	RICHARDSON, TX	Current employment
P••• A••••••• I••••••••• A•••••••• I•••	Independent wealth	May 18, 2022	Oct 11, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••••• I••••••••• A•••••••• I•••	D•• W••••• M••••••••• L••	Oct 11, 2022	Apr 21, 2023	192	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ D•• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 21, 2023 to presentfactForm ADV
→ P••• A••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 18, 2022 to Oct 11, 2022factForm ADV

Dated events

Occurred
Oct 11, 2022
Advisor changed firm
A•••••• J••••• L••• left P••• A••••••• I••••••••• A•••••••• I••• for D•• W••••• M••••••••• L•• (registered 2023-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b89cffe-3a40-81be-c587-c686cadb4105
First observed: May 18, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.