DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

GARY THEODORE PADUSSIS

Advisor at CETERA INVESTMENT ADVISERS LLC

WEST CAPE MAY, NJ | OWINGS MILLS, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b8ea453-240e-1b21-8190-c85e7c7634bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 8, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63
First exam: May 1, 1986
First registration: Oct 8, 1991
Dual registered: yes, broker-dealer
Other names: GARY PADUSSIS, ST. JOHN
IAPD individual key: 1485343

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	OWINGS MILLS, MD\|WEST CAPE MAY, NJ	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 7, 2009	Apr 22, 2013	no	BALTIMORE, MD\|NORTHFIELD, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jan 23, 2009	no	TOWSON, MD\|NEW YORK, NY\|TOWSON, MD	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Oct 8, 1991	Feb 21, 2006	no	TOWSON, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	CETERA INVESTMENT ADVISERS LLC	Apr 22, 2013	Mar 21, 2024	3,986	Firm change after gap	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Jan 23, 2009	Jan 7, 2009	-16	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 7, 2009 to Apr 22, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jan 23, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Oct 8, 1991 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.