DFX Intelligence

M••••••• R••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M••••••• R••• C•••••• L•

CRD 167615

NEW YORK, NY

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Search this name across graphsid dfx:ria:6b931938-bee3-80e6-6425-8949a0749d9b

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Jun 2, 2014 to Mar 29, 2018
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

M••••••• R••• C•••••• L•

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $110M••• Locked
Discretionary RAUM: $110M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••• R••• G••••• C••••• M••••• F••• L•••	Hedge Fund	$16.7M	Jul 10, 2019	10	May 9, 2013	reported	021-196280

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• J•••• N••	MANAGING MEMBER	E	yes	02/2013	Jun 2, 2014	Mar 29, 2018
D•••••• J•••• N••	LIMITED PARTNER/PORTFOLIO MANAGER/CCO	E	yes	02/2013	Jun 2, 2014	Mar 29, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••• R••• C•••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$110M	$128M	-14.0%	n/a	n/a	5	4	0	n/a

Relationships

Advises (1)

→ M••••••• R••• G••••• C••••• M••••• F••• L•••Private fundHedge Fund, ERA
May 9, 2013 to presentfactForm ADV

Controls (2)

← D•••••• J•••• N••OwnerMANAGING MEMBER, ownership code E, individual
Jun 2, 2014 to presentfactForm ADV
← M••••••• R••• C•••••• G• L••OwnerGENERAL PARTNER OF M••••••• R••• C•••••• L•, ownership code NA, domestic entity
Jun 2, 2014 to presentfactForm ADV

Dated events

Occurred
Jun 2, 2014
First Form ADV filing
M••••••• R••• C•••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b931938-bee3-80e6-6425-8949a0749d9b
First observed: Jun 2, 2014
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.