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J•••••• A••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J•••••• A••••• R••••••

Advisor at M••••• S••••••

Miami, FL

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Search this name across graphsid dfx:ria:6b9e3843-8464-a9e5-a0b2-a995a5d87adb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 30, 2018	n/a	yes	Miami, FL	Current employment
F•••• I••••••••• L••	Former SEC adviser	Oct 27, 2014	Aug 27, 2018	no	CORAL GABLES, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• I••••••••• L••	M••••• S••••••	Aug 27, 2018	Aug 30, 2018	3	Firm change	Other
U•• F•••••••• S••••••• I•••	F•••• I••••••••• L••	Feb 10, 2014

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 30, 2018 to presentfactForm ADV
→ F•••• I••••••••• L••Registered adviserregistration: previous registration
Oct 27, 2014 to Aug 27, 2018factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Feb 10, 2014factForm ADV
→ U•• I••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b9e3843-8464-a9e5-a0b2-a995a5d87adb
First observed: Oct 18, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.