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K•••• J•••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

K•••• J•••••• C•••••••••

Advisor at A••••••••• L••

AUSTIN, TX | Mt Pleasant, WI

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Search this name across graphsid dfx:ria:6ba416b0-4f84-e797-5b71-80ddfa6270a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 24, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Dec 1, 2025	n/a	yes	AUSTIN, TX\|Mt Pleasant, WI	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Oct 3, 2019	Dec 31, 2025	no	Racine, WI\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	A••••••••• L••	Dec 31, 2025	Dec 1, 2025	-30	Firm change	Other
T••••••• I••••••••• M••••••••• I•••	T••••••• A•••••• N••••••• L••	Oct 2, 2019	Oct 3, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:304569:WI:2019-09-25	Oct 2, 2019	Oct 3, 2019	RACINE, WI	Firm change

Relationships

Registered with (3)

→ A••••••••• L••Registered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Oct 3, 2019 to Dec 31, 2025factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
May 24, 2013 to Oct 2, 2019factForm ADV

Dated events

Occurred
Dec 31, 2025
A•••••• firm change
K•••• J•••••• C••••••••• left T••••••• A•••••• N••••••• L•• for A••••••••• L•• (registered 2025-12-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ba416b0-4f84-e797-5b71-80ddfa6270a2
First observed: May 24, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.