DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••• W••••• W••••• M•••••••••
TRAVERSE CITY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••• W••••• W••••• M••••••••• | Independent wealth | Aug 28, 2025 | n/a | yes | TRAVERSE CITY, MI | Current employment |
| D•••••• | Independent wealth | Mar 22, 2018 | Sep 30, 2025 | no | TRAVERSE CITY, MI|Traverse City, MI|PHOENIX, AZ|Traverse City, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••••• | B•••• W••••• W••••• M••••••••• | Sep 30, 2025 | Aug 28, 2025 | -33 | Firm change after gap | RIA to new firm |
| R•••• I••••••••• A••••••• L•• | D•••••• | Apr 2, 2018 | Mar 22, 2018 |
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | Apr 21, 2017 | Apr 2, 2018 | no | Traverse City, MI|KENTWOOD, MI | Previous registration |
| R•••••• W••••• | Independent wealth | Aug 11, 2010 | Apr 21, 2017 | no | TRAVERSE CITY, MI|LANSING, MI | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jan 18, 2005 | Jun 12, 2007 | no | TRAVERSE CITY, MI|TRAVERSE CITY, MI | Previous registration |
| -11 |
| Firm change |
| Other |
| R•••••• W••••• | R•••• I••••••••• A••••••• L•• | Apr 21, 2017 | Apr 21, 2017 | 0 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | R•••••• W••••• | Jun 12, 2007 | Aug 11, 2010 | 1,156 | Firm change after gap | Other |