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Advisor at RFG ADVISORY, LLC
VESTAVIA HILLS, AL | Creve Coeur, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | Oct 13, 2017 | n/a | yes | Creve Coeur, MO|VESTAVIA HILLS, AL | Current employment |
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Sep 10, 2012 | Oct 11, 2017 | no | ST. LOUIS, MO|SAINT LOUIS, MO | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 27, 2006 | Sep 24, 2012 | no | SUNSET HILLS, MO|BURLINGTON, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAXONY CAPITAL MANAGEMENT, LLC | RFG ADVISORY, LLC | Oct 11, 2017 | Oct 13, 2017 | 2 | Firm change | Other |
| LPL FINANCIAL LLC | SAXONY CAPITAL MANAGEMENT, LLC | Sep 24, 2012 | Sep 10, 2012 | -14 | Firm change | Other |