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A••••• C••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A••••• C••••••• L••••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

PEORIA, IL | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:6bc3a7be-bf43-b6ed-5e4e-e64a997a296e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Aug 25, 2020	n/a	yes	PEORIA, IL\|ST. LOUIS, MO\|ST. LOUIS, MO	Current employment
N•• C•••••• M••••••••• I•••	Mixed wealth	Apr 9, 2020	Sep 18, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•• C•••••• M••••••••• I•••	B••••••• F• E•••••• • C••••••• I•••••••••	Sep 18, 2020	Aug 25, 2020	-24	Firm change	Other
A•• R••••••••• P••• I••••••••• S•••••••	N•• C•••••• M••••••••• I•••	Apr 2, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
117678:104932:IL:2020-04-02	Apr 2, 2020	Apr 9, 2020	PEORIA, IL	Firm change

Relationships

Registered with (4)

→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Aug 25, 2020 to presentfactForm ADV
→ N•• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2020 to Sep 18, 2020factForm ADV
→ A•• R••••••••• P••• I••••••••• S•••••••Registered adviserregistration: previous registration
Feb 28, 2014 to Apr 2, 2020factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bc3a7be-bf43-b6ed-5e4e-e64a997a296e
First observed: Jul 6, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.