DFX Intelligence

N••••• L•• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

N••••• L•• W•••••••

Advisor at O•••• W•••••• I•••

SHOREVIEW, MN

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Search this name across graphsid dfx:ria:6bc7da54-2fd5-a1a9-f45c-4f70283ab502

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Mar 5, 2019	n/a	yes	SHOREVIEW, MN	Current employment
F•••••••• D••••••••• G••••• I•••	Former SEC adviser	Dec 19, 2013	Nov 1, 2024	no	NEW BRIGHTON, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• D••••••••• G••••• I•••	O•••• W•••••• I•••	Nov 1, 2024	Mar 5, 2019	-2,068	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Mar 5, 2019 to presentfactForm ADV
→ F•••••••• D••••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 19, 2013 to Nov 1, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bc7da54-2fd5-a1a9-f45c-4f70283ab502
First observed: Dec 19, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.