DFX Intelligence

S•••••• L••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

S•••••• L••• P••••••••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:6bc9e6c7-5243-745f-423e-60c9a7270571

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	CLEBURNE, TX\|BEDFORD, TX	Current employment
C••• L••	Bd affiliated wealth	Sep 5, 2018	n/a	yes	Southlake, TX\|Cleburne, TX\|Burleson, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• E••••• C•••••••••	C••• L••	Sep 4, 2018	Sep 5, 2018	1	Firm change	Ibd to RIA
R•••••••• A••••••• S•••••••• L•••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Mar 14, 2008	Dec 10, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
16507:155344:TX:2018-09-04	Sep 4, 2018	Sep 5, 2018	BURLESON, TX	Firm change

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ C••• L••Registered adviserregistration: current employment
Sep 5, 2018 to presentfactForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Feb 15, 2008 to Sep 4, 2018factForm ADV
→ R•••••••• A••••••• S•••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bc9e6c7-5243-745f-423e-60c9a7270571
First observed: Aug 16, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.