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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

JOANNA SEVILLA SHEFFRON

Advisor at WELLS FARGO ADVISORS

ENCINO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 11, 1993
First registration: Jun 29, 2005
Dual registered: yes, broker-dealer
Other names: JOANNA SEVILLA|MA SEVILLA|JOANNA SEVILLA GUSTILO|JOANNA GUSTILO|JOANNA SEVILLA SHEFFRON|JOANNE S SHEFFRON
IAPD individual key: 2369571

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2014	n/a	yes	ENCINO, CA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 4, 2011	Jul 2, 2014	no	PASADENA, CA\|South Pasadena, CA\|LOS ANGELES, CA\|Los Angeles, CA\|PASADENA, CA\|ARCADIA, CA\|ARCADIA, CA\|MONROVIA, CA\|Claremont, CA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 19, 2007	May 19, 2011	no	BREA, CA\|PASADENA, CA\|CHARLOTTE, NC\|ONTARIO, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 29, 2005	Jul 3, 2007	no	ONTARIO, CA\|PASADENA, CA\|PASADENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	WELLS FARGO ADVISORS	Jul 2, 2014	Jul 1, 2014	-1	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	U.S. BANCORP INVESTMENTS, INC.	May 19, 2011	May 4, 2011	-15	Firm change	Other
CETERA ADVISOR NETWORKS LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Jul 3, 2007	Jun 19, 2007	-14	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 1, 2014 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 4, 2011 to Jul 2, 2014factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 19, 2007 to May 19, 2011factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 29, 2005 to Jul 3, 2007factForm ADV

Dated events

No dated event names this entity yet.