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Advisor at CETERA INVESTMENT ADVISERS LLC
KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 29, 2014 | n/a | yes | KNOXVILLE, TN | Current employment |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 24, 2006 | Feb 7, 2007 | no | KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUNTRUST INVESTMENT SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Feb 7, 2007 | Oct 29, 2014 | 2,821 | Firm change after gap | Other |