This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

1ST FINANCIAL INVESTMENT, INC.

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 1990earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

10derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

5

Exams

S63|S66

First exam

May 21, 2005

First registration

Mar 30, 2015

Dual registered

yes, broker-dealer

Other names

Heath G. Goldstein|Heath Goldstein

IAPD individual key

2147679

• Occurred

  Jul 6, 2023
  Advisor departed, no destination yet

  Heath Gary Goldstein no longer registered at Western International Securities; no later IA registration on IAPD

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6be1bf19-7ca2-8ba3-e7c7-7f8d92d77a84

First observed

Mar 30, 2015

Last observed

Sep 15, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.