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A••••••• E••• P•••••• W••••• M•••••••••, LLC, CRD 327354
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••••• E••••• F••••• | n/a | JACKSONVILLE, FL | 2 | 19 | 1 | no |
| E•••• J••• C••••••••• | n/a | JACKSONVILLE, FL | 2 | 13 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••••• J••••••• T• | MANAGING MEMBER & INVESTMENT ADVISOR REPRESENTATIVE | C | yes | 08/2023 | Aug 17, 2023 | Dec 23, 2024 |
| C••••••• M••••••• B••• | MANAGING MEMBER, INVESTMENT ADVISOR REPRESENTATIVE, & CHIEF COMPLIANCE OFFICER | C | yes | 08/2023 | Aug 17, 2023 | Dec 23, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 8, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 0 | 0 | 0 | 5 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $604M | $535M | 12.9% | n/a | n/a | 6 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B•• W••••• A•••••••• L•• | 3 | Sep 25, 2023 | Jan 1, 2026 | JACKSONVILLE, FL | Team lift out | RIA to new firm | 13.0% |
| no |
| J•••••• T• A••••••• | Certified Financial Planner | JACKSONVILLE, FL | 0 | 12 | 2 | no |
| M•••••• B••• C•••••• | Chartered Financial Analyst | JACKSONVILLE, FL | 0 | 20 | 5 | no |
| K•••••• P•••••• W•••••••• | Certified Financial Planner | JACKSONVILLE, FL | 0 | 12 | 2 | no |
| W••••••••• K••••••• P•••••• | MANAGING MEMBER & INVESTMENT ADVISOR REPRESENTATIVE | C | yes | 08/2023 | Aug 17, 2023 | Dec 23, 2024 |
| $604M |
| $600M |
| 6 |
| 5 |
| 0 |
| n/a |
| n/a |
| 2024 | Apr 1, 2025 | $535M | $530M | 6 | 5 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $455M | $452M | 6 | 5 | 0 | n/a | n/a |