DFX Intelligence

E••••• J•••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)44 years in industry

E••••• J•••••• C•••

Advisor at C••• F•••••••• A•••••••• I•••

PROVO, UT

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Search this name across graphsid dfx:ria:6be85477-37c3-f8ef-6fbe-fb53960d1533

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• F•••••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 5, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• F•••••••• A•••••••• I•••	State registered	Mar 6, 2023	n/a	yes	PROVO, UT	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Apr 15, 2008	Mar 8, 2023	no	PROVO, UT\|OAKLAND, CA\|PROVO, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	C••• F•••••••• A•••••••• I•••	Mar 8, 2023	Mar 6, 2023	-2	Firm change	Ibd to state RIA
E••••• J• C•••• F•••••••• C••••••••• I•••	C••••• A•••••• N••••••• L••	Apr 15, 2008	Apr 15, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:323312:UT:2023-03-08	Mar 8, 2023	Mar 6, 2023	PROVO, UT	Firm change

Relationships

Registered with (3)

→ C••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 6, 2023 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Apr 15, 2008 to Mar 8, 2023factForm ADV
→ E••••• J• C•••• F•••••••• C••••••••• I•••Registered adviserregistration: previous registration
Jan 1, 1996 to Apr 15, 2008factForm ADV

Dated events

Occurred
Mar 8, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6be85477-37c3-f8ef-6fbe-fb53960d1533
First observed: Jan 1, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.