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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)26 years in industry

ADAM TODD DUEY

Advisor at LPL FINANCIAL LLC

HENDERSON, TX

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Search this name across graphsid dfx:ria:6bf22934-669d-d25d-afe6-954d19f35656

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Oct 5, 1999
First registration: Jun 24, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4015681

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	HENDERSON, TX	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Apr 2, 2008	Jul 10, 2025	no	HOUSTON, TX\|HENDERSON, TX\|Houston, TX	Previous registration
CRI SECURITIES, LLC	Former SEC adviser	Oct 25, 2007	Apr 4, 2008	no	AUSTIN, TX\|DALLAS, TX\|AUSTIN, TX	Previous registration
MARATHON ADVISORS, INC	n/a	May 27, 2003	Sep 10, 2008	no	AUSTIN, TX	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 24, 2002	Apr 4, 2008	no	AUSTIN, TX\|DALLAS, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
MARATHON ADVISORS, INC	CRI SECURITIES, LLC	Sep 10, 2008	Oct 25, 2007	-321	Firm change after gap	Other
SECURIAN FINANCIAL SERVICES, INC.	MARATHON ADVISORS, INC	Apr 4, 2008	May 27, 2003	-1,774	Firm change after gap	Other
CRI SECURITIES, LLC	NEXT FINANCIAL GROUP, INC.	Apr 4, 2008	Apr 2, 2008	-2	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 2, 2008 to Jul 10, 2025factForm ADV
→ MARATHON ADVISORS, INCRegistered adviserregistration: previous registration
May 27, 2003 to Sep 10, 2008factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 24, 2002 to Apr 4, 2008factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 25, 2007 to Apr 4, 2008factForm ADV

Dated events

No dated event names this entity yet.