DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

VALLEY FINANCIAL GROUP

VALLEY FINANCIAL GROUP, INC., CRD 312254

AMBLER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6bf5ac8c-91cd-9727-6e12-fd6c1fc073d9

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Jan 14, 2021 to Mar 20, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $287MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $287M
Private client RAUM: $281MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $71.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 925
Individual clients: 435
High net worth clients: 73
Custody, client assets: $17.2M
SEC number: 801-120325
CRD: 312254
Filings on the tape: 14
First filed: Jan 14, 2021
Latest filed: Mar 20, 2026
Organised: Corporation, PA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCGARRY, KEVIN, STEVEN	Principal	D	yes	01/2021	Jan 19, 2021	Mar 25, 2024
WOEHLCKE, EDWARD, STANLEY	MANAGING MEMBER/CCO	D	yes	01/2021	Jan 15, 2021	Mar 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 20, 2026	$287M	$287M	6	5	n/a	n/a
2024	Mar 31, 2025	$238M	$238M	6	5	n/a	n/a
2023	Mar 24, 2024	$197M	$197M	6	5	n/a	n/a
2022	Mar 8, 2023	$162M	$162M	6	5	n/a	n/a
2021	Mar 25, 2022	$165M	$165M	5	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$287M	$238M	20.7%	$162M	20.9%	6	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
H. BECK, INC.	4	Mar 31, 2021	Apr 15, 2021	FLOURTOWN, PA	Team lift out	Ibd to new firm	1.4%

Relationships

Registered with (5)

← Frank Vincent PizzichilloAdvisorregistration: current employment
Jan 19, 2023 to presentfactForm ADV
← KEVIN STEVEN MCGARRYAdvisorregistration: current employment
Apr 15, 2021 to presentfactForm ADV
← James T DonnellyAdvisorregistration: current employment
Apr 14, 2021 to presentfactForm ADV
← Edward S WoehlckeAdvisorregistration: current employment
Apr 13, 2021 to presentfactForm ADV
← MORRIS FRANCIS LICCIARDELLOAdvisorregistration: previous registration
Apr 15, 2021 to Jun 18, 2026factForm ADV

Controls (2)

← WOEHLCKE, EDWARD, STANLEYOwnerMANAGING MEMBER/CCO, ownership code D, individual
Jan 15, 2021 to Mar 25, 2024factForm ADV
← MCGARRY, KEVIN, STEVENOwnerPRINCIPAL, ownership code D, individual
Jan 19, 2021 to Mar 25, 2024factForm ADV

Moved with (1)

← H. BECK, INC.Registered adviser4 advisors, team lift out, same day
Mar 31, 2021 to Apr 15, 2021factForm ADV

Dated events

Occurred
Jun 18, 2026
Advisor changed firm
Morris Francis Licciardello left Valley Financial Group for Main Street Financial Solutions, Llc (registered 2026-06-15)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2021
Control person joined
Steven Kevin Mcgarry (Principal) appeared on Schedule A of Valley Financial Group
Form ADVobserved 4 days ago
Occurred
Jan 15, 2021
Control person joined
Stanley Edward Woehlcke (Managing Member/Cco) appeared on Schedule A of Valley Financial Group
Form ADVobserved 4 days ago
Occurred
Jan 15, 2021
Control person left
Cooper Ashleigh Swayze (Chief Compliance Officer) no longer on Schedule A of Valley Financial Group (listed 2021-01-14, absent 2021-01-15)
Form ADVobserved 4 days ago
Occurred
Jan 14, 2021
First Form ADV filing
Valley Financial Group filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bf5ac8c-91cd-9727-6e12-fd6c1fc073d9
First observed: Jan 14, 2021
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VALLEY FINANCIAL GROUP

VALLEY FINANCIAL GROUP, INC., CRD 312254

AMBLER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6bf5ac8c-91cd-9727-6e12-fd6c1fc073d9

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCGARRY, KEVIN, STEVEN

Principal

yes

01/2021

Jan 19, 2021

Mar 25, 2024

WOEHLCKE, EDWARD, STANLEY

MANAGING MEMBER/CCO

yes

01/2021

Jan 15, 2021

Mar 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$287M

n/a

2024

Mar 31, 2025

$238M

n/a

2023

Mar 24, 2024

$197M

n/a

2022

Mar 8, 2023

$162M

n/a

2021

Mar 25, 2022

$165M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$287M

$238M

20.7%

$162M

20.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

H. BECK, INC.

Mar 31, 2021

Apr 15, 2021

FLOURTOWN, PA

Team lift out

Ibd to new firm

1.4%