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Advisor at J.P. MORGAN SECURITIES LLC
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | IRVINE, CA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Dec 15, 2011 | Oct 1, 2012 | no | TORRANCE, CA|GARDENA, CA|TORRANCE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Dec 14, 2011 | no | EL SEGUNDO, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jun 25, 2009 | Jan 3, 2011 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | CHASE INVESTMENT SERVICES CORP. | Dec 14, 2011 | Dec 15, 2011 | 1 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |