DFX Intelligence
Data Factory
Reading the graph
Reading the graph
OPAL ADVISORS, LLC, CRD 164014
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES PHUC HUA | n/a | BELLEVUE, WA | 14 | 19 | 1 | no |
| Bao Gia Ly | n/a | BELLEVUE, WA | 4 | 10 | n/a | no |
| SPRAGUE NICKOLAUS KOLP | Certified Financial Planner | BELLEVUE, WA | 1 | 15 | 1 | no |
| JUSTIN KWAI MUNG YOUNG | n/a | BELLEVUE, WA | 1 | 11 | n/a | no |
| CHRISTINA JOAN HUA | n/a | BELLEVUE, WA | 1 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HUA, JAMES, PHUC | Principal | D | yes | 04/2012 | Mar 27, 2026 | Mar 27, 2026 |
| Ly, Bao, Gia | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATOINS | B | yes | 01/2022 | Mar 27, 2026 | Mar 27, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $174M | $166M | 6 | 5 | 0 | 1 | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $174M | n/a | n/a | n/a | n/a | 6 | n/a | 0 | n/a |