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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

BECKY SAUMEI LAW

Advisor at MORGAN STANLEY

Bellevue, WA

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Search this name across graphsid dfx:ria:6c02908c-b5e9-e8fa-33e8-c988f1caf67f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Nov 24, 1997
First registration: Feb 9, 2001
Dual registered: yes, broker-dealer
Other names: SAUMEIBECKY LAW|BECKY S LAW|BECKY SAUMEI LAW|BECKY S LAW
IAPD individual key: 2963564

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jul 7, 2017	n/a	yes	Bellevue, WA	Current employment
CAPITAL PLANNING, LLC	Independent wealth	Jul 27, 2015	Aug 1, 2017	no	BELLEVUE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 31, 2015	no	Kirkland, WA\|Kirkland, WA\|Seattle, WA\|Bellevue, WA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jul 17, 2008	Jun 1, 2009	no	BELLEVUE, WA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 9, 2001	Dec 15, 2006	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL PLANNING, LLC	MORGAN STANLEY	Aug 1, 2017	Jul 7, 2017	-25	Firm change	Other
MORGAN STANLEY	CAPITAL PLANNING, LLC	Jul 31, 2015	Jul 27, 2015	-4	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
STRATEGIC ADVISERS LLC	MORGAN STANLEY & CO. LLC	Dec 15, 2006	Jul 17, 2008	580	Firm change after gap	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 31, 2015factForm ADV
→ CAPITAL PLANNING, LLCRegistered adviserregistration: previous registration
Jul 27, 2015 to Aug 1, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jul 17, 2008 to Jun 1, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 9, 2001 to Dec 15, 2006factForm ADV

Dated events

No dated event names this entity yet.