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J••••••• E••• S•• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J••••••• E••• S•• F•••••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | Brookfield, WI | Pewaukee, WI

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Search this name across graphsid dfx:ria:6c05bbe3-ceaf-9835-5fbd-46970a2dec64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 15, 2023	n/a	yes	Brookfield, WI\|AUSTIN, TX\|Pewaukee, WI	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Nov 12, 2020	Jun 16, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	K••••• A••••••• S•••••••• L••	Jun 16, 2023	Jun 15, 2023	-1	Firm change	Ibd to ibd
F•••• A••••• A••••••• S•••••••• I•••	L••••••• W••••• M••••••••• G••••• L••	Nov 12, 2020

Relationships

Registered with (6)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 15, 2023 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Jun 16, 2023factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 12, 2020factForm ADV
→ L••••••• W••••• M••••••••• G••••• L••

Dated events

Occurred
Jun 16, 2023
Advisor changed firm
J••••••• E••• S•• F••••••• left C••••• I••••••••• A••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2023-06-15)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c05bbe3-ceaf-9835-5fbd-46970a2dec64
First observed: Jan 22, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.