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Reading the graph
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Advisor at K••••••• F•••••••• G••••• L••
SOMERSET, KY | LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••••• F•••••••• G••••• L•• | Independent wealth | May 21, 2014 | n/a | yes | LEXINGTON, KY|SOMERSET, KY | Current employment |
| J••••• H•••••••• W••• L••••• L•• | Former SEC adviser | May 9, 2008 | May 20, 2014 | no | SOMERSET, KY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••••• H•••••••• W••• L••••• L•• | K••••••• F•••••••• G••••• L•• | May 20, 2014 | May 21, 2014 | 1 | Firm change | Other |
| W•••• F•••• A••••••• | J••••• H•••••••• W••• L••••• L•• | May 14, 2008 | May 9, 2008 |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | May 14, 2008 | no | SOMERSET, KY | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Oct 28, 2003 | Jan 1, 2008 | no | SOMERSET, KY|SOMERSET, KY|ST. LOUIS, MO | Previous registration |
| -5 |
| Firm change |
| Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |