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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

PROSPECTOR PARTNERS ASSET MANAGEMENT, LLC

CRD 143013

GUILFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c1bfe9c-75a6-b797-66e6-972f019c7fa3

Data as of Mar 6, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Mar 29, 2012 to Mar 6, 2025
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $307MItem 5.F on the latest filing (2025-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $307M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-68052
CRD: 143013
Filings on the tape: 17
First filed: Mar 29, 2012
Latest filed: Mar 6, 2025
Organised: Limited Liability Company, DE
Website: prospectorfunds.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GILLESPIE, JOHN, DAVIES	MANAGING MEMBER	D	yes	04/1997	Mar 29, 2012	Mar 21, 2024
KISH, JASON, A	PORTFOLIO MANAGER	Na	yes	05/2013	Mar 26, 2015	Mar 21, 2024
LABBE, STEVEN, ROGER	PORTFOLIO MANAGER	Na	yes	07/2020	Mar 30, 2021	Mar 21, 2024
OBRIEN, KEVIN, RAYMOND	PORTFOLIO MANAGER	C	yes	04/2003	Mar 29, 2012	Mar 21, 2024
PERUGINI, PETER, NICHOLAS	CFO, CCO	Na	yes	01/2007	Mar 29, 2012	Mar 21, 2024
PROSPECTOR PARTNERS, LLC	MANAGING MEMBER	E	yes	01/2007	Mar 29, 2012	Mar 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PROSPECTOR PARTNERS, LLC	n/a	Former SEC adviser	$812M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LONGBOAT KEY	FL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 6, 2025	$307M	$307M	14	9	2	n/a	n/a
2023	Mar 21, 2024	$265M	$265M	14	9	2	n/a	n/a
2022	Mar 22, 2023	$238M	$238M	13	9	2	n/a	n/a
2021	Mar 30, 2022	$265M	$265M	13	9	2	n/a	n/a
2020	Mar 30, 2021	$261M	$261M	14	9	0	n/a	n/a
2019	Mar 30, 2020	$159M	$159M	14	9	0	n/a	n/a
2018	Mar 29, 2019	$154M	$154M	14	9	0	n/a	n/a
2017	Mar 28, 2018	$145M	$145M	14	9	0	n/a	n/a
2016	Mar 30, 2017	$132M	$132M	14	9	n/a	n/a	n/a
2015	Mar 30, 2016	$111M	$111M	14	9	n/a	n/a	n/a
2014	Mar 26, 2015	$131M	$131M	20	13	n/a	n/a	n/a
2013	Mar 27, 2014	$137M	$137M	22	15	n/a	n/a	n/a
2012	Apr 2, 2013	$124M	$124M	23	15	n/a	n/a	n/a
2011	Mar 29, 2012	$123M	$123M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$307M	$265M	15.6%	$265M	5.0%	14	14	2	2

Relationships

Affiliated with (2)

← PROSPECTOR PARTNERS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ PROSPECTOR PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Controls (6)

← PROSPECTOR PARTNERS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2012 to Mar 21, 2024factForm ADV
← OBRIEN, KEVIN, RAYMONDOwnerPORTFOLIO MANAGER, ownership code C, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV
← GILLESPIE, JOHN, DAVIESOwnerMANAGING MEMBER, ownership code D, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV
← LABBE, STEVEN, ROGEROwnerPORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2021 to Mar 21, 2024factForm ADV
← PERUGINI, PETER, NICHOLASOwnerCFO, CCO, ownership code NA, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV
← KISH, JASON, AOwnerPORTFOLIO MANAGER, ownership code NA, individual
Mar 26, 2015 to Mar 21, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 25, 2022
Control person left
S Kim Just (Chief Compliance Officer) no longer on Schedule A of Prospector Partners Asset Management, Llc (listed 2022-03-30, absent 2022-05-25)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Prospector Partners Asset Management, Llc reported RAUM $261.3M, up 64% from $159.4M (2020-03-30 to 2021-03-30)
Form ADVobserved 5 days ago
$102M
Occurred
Mar 30, 2021
Control person joined
Roger Steven Labbe (Portfolio Manager) appeared on Schedule A of Prospector Partners Asset Management, Llc
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Prospector Partners Asset Management, Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $306.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c1bfe9c-75a6-b797-66e6-972f019c7fa3
First observed: Mar 29, 2012
Last observed: Mar 6, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROSPECTOR PARTNERS ASSET MANAGEMENT, LLC

CRD 143013

GUILFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c1bfe9c-75a6-b797-66e6-972f019c7fa3

Data as of Mar 6, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GILLESPIE, JOHN, DAVIES

MANAGING MEMBER

yes

04/1997

Mar 29, 2012

Mar 21, 2024

KISH, JASON, A

PORTFOLIO MANAGER

yes

05/2013

Mar 26, 2015

Mar 21, 2024

LABBE, STEVEN, ROGER

PORTFOLIO MANAGER

yes

07/2020

Mar 30, 2021

Mar 21, 2024

OBRIEN, KEVIN, RAYMOND

PORTFOLIO MANAGER

yes

04/2003

Mar 29, 2012

Mar 21, 2024

PERUGINI, PETER, NICHOLAS

CFO, CCO

yes

01/2007

Mar 29, 2012

Mar 21, 2024

PROSPECTOR PARTNERS, LLC

MANAGING MEMBER

yes

01/2007

Mar 29, 2012

Mar 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PROSPECTOR PARTNERS, LLC

n/a

Former SEC adviser

$812M

yes

n/a

City

State

Country

Employees

Also broker-dealer

LONGBOAT KEY

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 6, 2025

$307M

n/a

2023

Mar 21, 2024

$265M

n/a

2022

Mar 22, 2023

$238M

n/a

2021

Mar 30, 2022

$265M

n/a

2020

Mar 30, 2021

$261M

n/a

2019

Mar 30, 2020

$159M

n/a

2018

Mar 29, 2019

$154M

n/a

2017

Mar 28, 2018

$145M

n/a

2016

Mar 30, 2017

$132M

n/a

2015

Mar 30, 2016

$111M

n/a

2014

Mar 26, 2015

$131M

n/a

2013

Mar 27, 2014

$137M

n/a

2012

Apr 2, 2013

$124M

n/a

2011

Mar 29, 2012

$123M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$307M

$265M

15.6%

$265M

5.0%