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TOPWATER CAPITAL PARTNERS, LLC, CRD 157072
SOUTH NORWALK, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TOPWATER OPPORTUNITY QUALIFIED FUND, LP | Hedge Fund | $277M | Mar 28, 2013 | 35 | Jan 13, 2012 | reported | 021-134236 |
| TOPWATER OPPORTUNITY FUND, LP | Hedge Fund | $134M | Mar 28, 2013 | 25 | Jan 13, 2012 | reported | 021-136839 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BORGIA, BRYAN, DENNIS | MANAGING MEMBER | D | yes | 03/2011 | Jan 13, 2012 | Mar 28, 2013 |
| O'SHEA, TIMOTHY, FRANCIS | CHIEF FINANCIAL OFFICER | Na | yes | 03/2011 | Mar 28, 2013 | Mar 28, 2013 |
| RUBIN, SUSAN, RONI | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2012 | Jun 11, 2012 | Mar 28, 2013 |
| TAYLOR, TRAVIS, CHARLES | MANAGING MEMBER | D | yes | 03/2011 | Jan 13, 2012 | Mar 28, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TOPWATER INVESTMENT MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Mar 28, 2013 | $411M | $0 | 9 | 2 | n/a | 2 | $411M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $411M | n/a | n/a | n/a | n/a | 9 | n/a | n/a | n/a |