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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

ERIKA ANNE ESTANISLAO DIZON

Advisor at STRATEGIC ADVISERS LLC

WOODLAND HILLS, CA | THOUSAND OAKS, CA

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Search this name across graphsid dfx:ria:6c24c9c0-b314-e7a0-4c7f-f181ec751fab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 29, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 2, 2017
First registration: Nov 29, 2017
Dual registered: yes, broker-dealer
Other names: ERIKA ANNE ESTANISLAO DIZON|ERIKA ANNE E DIZON|Erika E Dizon|Erika Dizon|ERIKA ANNE DIZON|ERIKAANNE E DIZON|Erika Anne E. Dizon|ErikaAnne Estanislao Dizon
IAPD individual key: 5990831

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	THOUSAND OAKS, CA\|WOODLAND HILLS, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 19, 2023	Mar 31, 2025	no	THOUSAND OAKS, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 6, 2022	Mar 22, 2023	no	RESEDA, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 9, 2019	Nov 7, 2022	no	Thousand Oaks, CA\|Woodland Hills, CA\|Woodland Hills, CA	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Nov 29, 2017	Apr 22, 2019	no	Glendale, CA\|Thousand Oaks, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 22, 2023	Apr 19, 2023	28	Firm change	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Nov 7, 2022	Oct 6, 2022	-32	Firm change after gap	Ibd to wirehouse
THRIVENT INVESTMENT MANAGEMENT INC.	CHARLES SCHWAB & CO., INC.	Apr 22, 2019	May 9, 2019	17	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:288590:CA:2023-02-28	Mar 22, 2023	Apr 19, 2023	RESEDA, CA	Firm change

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 19, 2023 to Mar 31, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 6, 2022 to Mar 22, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 9, 2019 to Nov 7, 2022factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Nov 29, 2017 to Apr 22, 2019factForm ADV

Dated events

Occurred
Mar 22, 2023
Advisor changed firm
Erika Anne Estanislao Dizon left J.P. Morgan Securities Llc for Fidelity Personal And Workplace Advisors (registered 2023-04-19)
Form ADVobserved 5 days ago
Occurred
Nov 7, 2022
Advisor changed firm
Erika Anne Estanislao Dizon left Charles Schwab & Co., Inc. for J.P. Morgan Securities Llc (registered 2022-10-06)
Form ADVobserved 5 days ago