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Advisor at RISING SUN INVESTMENT ADVISERS
TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RISING SUN INVESTMENT ADVISERS | State registered | Jun 15, 2020 | n/a | yes | TUCSON, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Nov 28, 2014 | no | MINNEAPOLIS, MN|SCOTTSDALE, AZ|SCOTTSDALE, AZ|CHARLOTTE, NC | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 29, 2008 | Jan 3, 2011 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RISING SUN INVESTMENT ADVISERS | Nov 28, 2014 | Jun 15, 2020 | 2,026 | Firm change after gap | Wirehouse to state RIA |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |