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Advisor at LPL FINANCIAL LLC
TINTON FALLS, NJ | SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 31, 2022 | n/a | yes | SARASOTA, FL|TINTON FALLS, NJ | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 1, 2016 | Jun 1, 2022 | no | LONG BRANCH, NJ|POUGHKEEPSIE, NY|BOCA RATON, FL|TRINTON FALLS, NJ | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 6, 2005 | Jul 1, 2016 | no | BRIDGEWATER, NJ|CRANFORD, NJ|LONG BRANCH, NJ|FREEHOLD, NJ|Fairfield, NJ|SPRINGFIELD, MA|SPRINGFIELD, MA|COLTS NECK, NJ|CRANFORD, NJ|WALL TOWNSHIP, NJ | Previous registration |
| METLIFE INVESTMENT FUND SERVICES LLC | n/a | Jul 10, 2002 | Dec 31, 2005 | no | WOODBRIDGE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Jun 1, 2022 | May 31, 2022 | -1 | Firm change | Ibd to RIA |
| MSI FINANCIAL SERVICES, INC. | WOODBURY FINANCIAL SERVICES, INC. | Jul 1, 2016 | Jul 1, 2016 | 0 | Firm change | Other |
| METLIFE INVESTMENT FUND SERVICES LLC | MSI FINANCIAL SERVICES, INC. | Dec 31, 2005 | Dec 6, 2005 | -25 | Bulk transfer | Other |