DFX Intelligence

A• T••• B•••• M••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A• T••• B•••• M••••••• L••

CRD 302056

NEW YORK, NY

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Search this name across graphsid dfx:ria:6c32d915-d905-2047-4805-d987222af009

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 12
On other graphs: 1
Observed: May 6, 2019 to Mar 31, 2023
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A• T••• B•••• M••••••• L••

Private equity manager · shared crd

Private Creditcandidate

A• T••• B•••• M••••••• L••

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $297M••• Locked
Discretionary RAUM: $297M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 97
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A• T••• B•••• B•• H•••••••• L•••	Private Equity Fund	$72.2M	Mar 31, 2023	1	Mar 30, 2020	reported	021-386075

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A• G• L••	GENERAL PARTNER	F	yes	03/2021	Mar 31, 2021	Mar 31, 2023
A• G• L••	GENERAL PARTNER	F	yes	03/2021	Mar 31, 2021	Mar 31, 2023
A• P•••••• I••••••••• L•••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••• G••••• • C••• L•••	n/a	ASSET_M••••••	$116B	Y	yes	n/a
A••• F••• M••••••• L••	n/a	ASSET_M••••••	$4.5B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	69	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$297M	$290M	2.2%	$292M	0.5%	97	77	1	1

Relationships

Affiliated with (2)

→ T•• A••••• G•••••Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ A••• F••• M••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ A• T••• B•••• B•• H•••••••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV

Controls (9)

Dated events

Occurred
Aug 12, 2022
Control person left
James Adam Freedman (Chief Compliance Officer) no longer on Schedule A of A• T••• B•••• M••••••• L•• (listed 2022-03-31, absent 2022-08-12)
Form ADVobserved 7 days ago
Occurred
Aug 12, 2022
Control person joined
M Richa Gulati (Chief Compliance Officer) appeared on Schedule A of A• T••• B•••• M••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Control person left
Harshad Vishal Sheth (Chief Financial Officer & Treasurer) no longer on Schedule A of A• T••• B•••• M••••••• L•• (listed 2021-03-31, absent 2022-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c32d915-d905-2047-4805-d987222af009
First observed: May 6, 2019
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.